Ms. LaPreta serves as Chief Compliance Officer for ShoreBridge Capital Securities, LLC and ShoreBridge Capital Management, LLC, the firm’s broker/dealer and registered investment adviser, respectively. In this capacity, she is responsible for the supervision and oversight of the firm’s regulatory compliance efforts.
With more than 25 years of industry experience, Ms. LaPreta draws upon her various roles in research and portfolio management at NeubergerBerman, as well as executive compliance roles at Mirae Asset Management USA, ARS Investment Partners and APG Asset Management. Ms. LaPreta is currently Director of Regulatory Compliance at SDDCO-RS, a compliance and regulatory consulting firm.
Ms. LaPreta received her B.A. degree from Long Island University – Brooklyn. She currently holds FINRA Series 7, 24, 14 and 99 registrations.